Apply for a certificate for the distribution of certain funds
As an Undertaking for Collective Investment in Transferable Securities- Capital Management Company or Alternative Investment Fund Capital Management Company, you can apply for a distribution certificate from the German Federal Financial Supervisory Authority (BaFin).
Description
BaFin can issue a certificate to you as a domestic capital management company or EU management company upon request. This confirms that you comply with the regulations of the relevant directives, related to a
- domestic undertaking for collective investment in transferable securities (UCITS) or
- domestic alternative investment fund (AIF).
Online service
Melde- und Veröffentlichungsplattform (MVP Portal) der Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
Description
Use this service online
Payment methods
- SEPA transfer
Trust level
You need an electronic ID card with a PIN to use the service (trust level: high).
further information on the level of trust for online services
Identification
- electronic identification using national eID means – user name/password
Contact person
Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
Address
address
Haltestellen
- Haltestelle: Husarenstraße
Linie:- Straßenbahn: 61
address
Haltestellen
- Haltestelle: Husarenstraße
Linie:- Straßenbahn: 61
PO box address
Post office box 500154
60306 Frankfurt am Main
PO box address
Post office box 1253
53002 Bonn
Contact
fax: +49 228 4108-1550
telephone: +49 228 4108-0
e-mail: fitandproper@bafin.de
e-mail: poststelle@bafin.de
e-mail: qes-posteingang@bafin.de
Internet
Payment methods
The following payment method is possible: Transfer
Keywords
BaFin
BaFin-Verbrauchertelefon
Opening hours
Monday: 08.00 a.m. - 6.00 p.m. Tuesday: 08.00 a.m. - 18.00 p.m. Wednesday: 08.00 a.m. - 6.00 p.m. Thursday: 08.00 a.m. - 6.00 p.m. Friday: 08.00 a.m. - 6.00 p.m.
Contact
telephone: 0800 2 100500(aus Deutschland)
fax: +49 228 4108-1550
telephone: +49 228 29970299(aus dem Ausland)
Barrierefreie Kontaktstellen der Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
Opening hours
Monday 08.00 a.m. - 6.00 p.m. Tuesday 08.00 a.m. - 6.00 p.m. Wednesday 08.00 a.m. - 6.00 p.m. Thursday 08.00 a.m. - 6.00 p.m. Friday 08.00 a.m. - 6.00 p.m.
Contact
fax: +49 228 41087774
e-mail: verbraucherbeschwerden@bafin.de
Internet
Required documents
- informal application
Forms
Forms: none
Online procedure possible: yes
Written form required: no
Personal appearance required: no
Prerequisites
- They manage domestic undertakings for collective investment in transferable securities (UCITS) or domestic alternative investment funds (AIF).
Basis for legal action
Legal remedy
- Appeal
Detailed information on how to file an appeal can be found in the notification of your application.
- Action before the administrative court if your objection is rejected.
Procedure
- Formulate an informal application.
- Register on the reporting and publication platform (MVP Portal).
- Log in to the MVP Portal with your access data.
- Send your application to BaFin via the MVP Portal.
- You will receive the sales certificate after verification.
Deadlines
There is no deadline.
Processing time
2 weeks (The processing of the application usually takes about 2 weeks.)
Costs
You will incur costs of EUR 205.00 (for umbrella structures per sub-investment fund).: Fee 205,00 EUR
Notes (specifics)
There are no clues or specifics.
Further Information
Area of validity
Germany-wide
Official approval
Officially approved by Federal Ministry of Finance (BMF) on 18.08.2023
Keywords
BaFin, Request, Certificate